Compliance Executive

As a Compliance Executive at Deriv, you will ensure that our group of companies worldwide conduct their business operations in full compliance with relevant national and international laws and regulations.

Your challenges

• Work with the Head of Compliance to ensure Deriv Group companies comply with AML, KYC, and Data Protection laws and regulations.
• Plan and direct internal programmes and policies to empower all departments with the knowledge, awareness, and practices of regulatory compliance.
• Track laws and regulations that may affect all group companies and implement necessary changes to internal policies in order to manage and mitigate our risk and exposure.
• Screen and approve website content and marketing promotions.
• Review and monitor business contracts and agreements entered into by group companies worldwide.
• Assist with regulatory audits and annual statutory audits of group companies worldwide.

• A university degree in a related field
• A good understanding of/exposure to corporate, legal, or regulatory compliance
• Thorough understanding of anti-money laundering (AML) and Know Your Customer (KYC) processes and other compliance matters in multiple jurisdictions
• The ability to draft and review legal documents and prepare licence applications
• Excellent spoken and written English communication skills

What’s good to have

• Diploma in risk management and compliance (ICA)

You’ll be part of the Compliance team. We’re responsible for managing regulatory compliance within the company. We perform a wide range of tasks, such as ensuring operational compliance with regulations, assisting with regulatory audits and annual statutory audits, conducting anti-fraud checks on clients, and analysing trade and payment activities for abuse. Our work is essential to the company’s sustainability and ambition.